Develop, implement and manage an effective compliance plan.
Advise and review internal regulations to ensure compliance with prevailing laws and regulations.
Conduct a post-review on internal regulations to detect the outdated regulation and give recommendation to comply with prevailing laws and regulations.
Monitor the implementation of laws and internal regulations by all departments.
Develop, implement and manage and ad-hoc report system; as required by law;
Coordinate with relevant departments to implement Anti-corruption program, Anti-money laundering program and external reporting; cooperation and supporting with supervisory authorities
Guidance and oversee the compliance self-assessment activities of all departments and validate results.
Report to the Head of Department any breach and noncompliance issues.
Yêu Cầu Công Việc
Bachelor’s degree in law, finance, business management or a related field
4 years’ proven experience in compliance/ internal control/ internal audit
Good knowledge of legal requirements and procedures.
Highly-analytical with strong attention to detail.
Mirae Asset Financial Group remains at the forefront of world’s financial market, and our business has now expanded to include Mirae Asset Investments,...Chi tiết
Mirae Asset Financial Group remains at the forefront of world’s financial market, and our business has now expanded to include Mirae Asset Investments, Mirae Asset MAPS Investments, Mirae Asset Securities, Mirae Asset Life Insurance, and Mirae Asset Capital & Venture. In Vietnam, Mirae Asset Finance Company (Vietnam) Limited has been successfully set up in November 2011. Our philosophy is building on principles and respecting ability of each individual.
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